1834 Chief Compliance Officer at Old National Bank, Evansville, IN

1834 Chief Compliance Officer at Old National Bank in Evansville, IN. Full-time. $61,200 a year. Apply with swipeandhired.

Wealth Compliance Officer, Sr

Job Locations

US-IN-Evansville

Category/Function

Trust/Wealth Management

Position Type

Regular Full-Time

Requisition ID

2026-20867

Workplace Type

On Site

Overview

Old National Bank has been serving clients and communities since 1834. With over $70 billion in total assets, we are a regional powerhouse deeply rooted in the communities we serve. As a trusted partner, we thrive on helping our clients achieve their goals and dreams, and we are committed to social responsibility and investing in our communities through volunteering and charitable giving.

We continually seek highly motivated and talented individuals as our people are critical to our success. In return, we offer competitive compensation with our salary and incentive program, in addition to medical, dental, and vision insurance. 401K, continuing education opportunities and an employee assistance program are also included in our benefit suite. Old National also offers a variety of Impact Network Groups led by team members who are passionate about driving engagement, creating awareness of diverse backgrounds and experiences, and building inclusion across the organization. We offer a unique opportunity to join a growing, community and client-focused company that is firmly rooted in its core values.

Responsibilities

Position Summary
The Registered Investment Adviser (RIA) Chief Compliance Officer (CCO) is responsible for the administration of the firm’s compliance program for investment advisory activities. This role helps promote adherence to applicable federal and state regulation s, internal policies, and fiduciary standards. The CC O provides guidance to senior management and employees, and works closely with Operations, Risk, and Legal to maintain records, coordinate regulatory filings, develop training activities, complete operational assignments, and help prepare for regulatory examinations and inquiries.
Salary Range
The salary range for this position is $61,200.00/Yr. - $123,700./Yr.. Final compensation will be determined by location, skills, experience, qualifications and the career level at which the position is filled.

Key Accountabilities
Technical Skill:

• Own the administration of the firm’s compliance program, including written policies and procedures.

• Monitor compliance with the Investment Advisers Act of 1940, applicable state regulations, and internal standards.

• Conduct periodic compliance reviews and identify potential areas of regulatory or operational risk.

• Update compliance manuals, code of ethics, business continuity, and related supervisory procedures.

• Coordinate required regulatory filings, including Form ADV and related disclosure updates.

• Perform assigned compliance testing and monitoring in areas such as employee trading, books and records, billing, and conflicts of interest.

• Review advertisements, websites, social media, performance presentations, endorsements, and other marketing communications for compliance with applicable regulations

• Document potential compliance issues and assist with tracking remediation efforts.

• Lead compliance training activities and provide guidance under supervision.

• Maintain records to support compliance activities, testing, attestations, and annual reviews.

• Prepare for regulatory examinations, audits, and information requests.

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